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Current Employers
D'ARcangelo Financial Advisors, Llc

510 Haight Avenue Suite 201, Poughkeepsie, NY 12603 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-05
CT RA APPROVED 2025-08-07
NY RA APPROVED 2025-08-07
MA RA APPROVED 2025-08-06
FL RA APPROVED 2025-07-18
NJ RA APPROVED 2025-07-16
  • TX RA
    APPROVED
    Since 2026-08-05
  • CT RA
    APPROVED
    Since 2025-08-07
  • NY RA
    APPROVED
    Since 2025-08-07
  • MA RA
    APPROVED
    Since 2025-08-06
  • FL RA
    APPROVED
    Since 2025-07-18
  • NJ RA
    APPROVED
    Since 2025-07-16

Branch Locations

510 Haight Avenue Suite 201, Poughkeepsie, NY 12603 • United States

770 Legacy Place 2Nd Floor, Dedham, MA 02026 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Paramus NJ 12/2016 04/2018
D'ARcangelo Financial Advisors Poughkeepsie NY 01/2016 12/2016
Commonwealth Financial Network Waltham MA 04/2018 03/2019
Td Ameritrade/Charles Schwab Natick MA 03/2019 05/2022
Northwestern Mutual Reston VA 05/2022 05/2023
Fidelity Investments Boston MA 05/2023 05/2025
D'ARcangelo Financial Advisors, Llc Poughkeepsie NY 05/2025 Present
  • 12/2016 → 04/2018
    Td Ameritrade
    Paramus, NJ
  • 01/2016 → 12/2016
    D'ARcangelo Financial Advisors
    Poughkeepsie, NY
  • 04/2018 → 03/2019
    Waltham, MA
  • 03/2019 → 05/2022
    Td Ameritrade/Charles Schwab
    Natick, MA
  • 05/2022 → 05/2023
    Northwestern Mutual
    Reston, VA
  • 05/2023 → 05/2025
    Fidelity Investments
    Boston, MA
  • 05/2025 → Present
    Poughkeepsie, NY
Previous Registrations
  • 2024-05-03 → 2025-05-20
    Millis, MA
    Boston, MA
    Boston, MA
  • 2022-01-27 → 2022-05-10
    Framingham, MA
  • 2019-03-26 → 2022-05-10
    Td Ameritrade, Inc.
    Framingham, MA
  • 2019-03-26 → 2022-05-10
    Td Ameritrade Investment Management, Llc
    Natick, MA
    Wellesley, MA
    Framingham, MA
  • 2018-05-21 → 2019-03-21
    Waltham, MA
  • 2017-02-02 → 2018-04-16
    Td Ameritrade, Inc.
    Paramus, NJ
  • 2017-02-01 → 2018-04-16
    Td Ameritrade Investment Management, Llc
    Paramus, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-01-27
S65 Uniform Investment Adviser Law Examination 2016-04-06
  • S63 Uniform Securities Agent State Law Examination
    2017-01-27
  • S65 Uniform Investment Adviser Law Examination
    2016-04-06
Designations
Other Names
  • Tom Emeel Betros
  • Thomas Betros
  • Thomas Emeel Betros

View on SEC IAPD

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