Katherine Wertheim Iacarella

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 03/2017
  Securian Financial Services, Inc.
  St. Paul, MN
• 03/2017 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 11/2016 → 04/2022
  Minnesota Life Insurance Co.
  St. Paul, MN
• 08/2012 → 11/2016
  Jeffrey P. Scott & Associates, Llc
  St Paul, MN
• 04/2022 → Present
  Renaissance Financial
  St Louis, MO
• 08/2023 → Present
  Cetera Wealth Services, Llc
  St. Louis, MO
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-09-05 → 2023-08-10
  Securian Financial Services, Inc.
  St Paul, MN
  St. Louis, MO
  St. Louis, MO
  St Paul, MN
  St. Paul, MN

Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: April 2022 POSITION/TITLE/RELATIONSHIP: Registered Staff APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2017-08-09

Other Names

• Katherine Anne Wertheim
• Katherine Iacarella