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Current Employers
Westpark Capital, Inc.

1800 Century Park East Suite 220, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-19
MA RA APPROVED 2022-09-27
TX RA APPROVED_RES 2016-10-05
CA RA APPROVED 2016-07-18
  • AZ RA
    APPROVED
    Since 2025-02-19
  • MA RA
    APPROVED
    Since 2022-09-27
  • TX RA
    APPROVED_RES
    Since 2016-10-05
  • CA RA
    APPROVED
    Since 2016-07-18

Branch Locations

2030 Main Street Suite 210, Irvine, CA 92614 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Westpark Capital, Inc Irvine CA 07/2016 Present
Previous Registrations
  • 2012-02-03 → 2016-07-20
    Newport Coast Securities, Inc.
    Irvine, CA
    San Clemente, CA
    Chino Hills, CA
    New York, NY
    Orange, CA
    Irvine, CA
  • 2009-07-01 → 2011-09-13
    Orange, CA
    San Diego, CA
    Orange, CA
  • 2009-05-02 → 2009-07-07
    Chase Investment Services Corp.
    Anaheim Hills, CA
  • 2008-04-07 → 2009-05-02
    Wamu Investments, Inc.
    Garden Grove, CA
    Orange, CA
    Fullerton, CA
    Anaheim Hills, CA
    Anaheim, CA
    Anaheim, CA
    Anaheim, CA
    Fullerton, CA
    Fullerton, CA
    Orange, CA
    Orange, CA
Other Businesses

THOMAS JANDT REAL ESTATE BROKER POSITION: Salesperson NATURE: Real Estate Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2024 ADDRESS (PRIVATE RESIDENCE) Corona CA 92882, United States DESCRIPTION: Study property listings, meet with prospective clients, accompany clients to property site, discuss conditions of sale, and draw up real estate contracts.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-05
S63 Uniform Securities Agent State Law Examination 2001-09-29
  • S65 Uniform Investment Adviser Law Examination
    2008-04-05
  • S63 Uniform Securities Agent State Law Examination
    2001-09-29
Other Names
  • Goel
  • Vik Goel

View on SEC IAPD

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