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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-03 |
| CT | RA | APPROVED | 2017-04-07 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hartford | CT | 12/2016 | Present |
| Unemployed | Wallingford | CT | 08/2016 | 12/2016 |
| Bank Of America, Na | Hartford | CT | 07/2017 | Present |
I*3013279, Entity Type nonprofit, Name of OBA: AHEPA Chapter 98Address: OrangeConnecticut06477 Investment Related: No Position, Title, Association: member Employee Start Date: 11/05/2025No Hours: 3 monthly No Hours during trading:0 Duties: volunteerism, Promote education, philanthropy, civic responsibility, family and individual excellence through community service and volunteerism
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-06 |
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