Wiktor Wozniak

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 12/2016
  Unemployed
  Milford, CT
• 12/2016 → 01/2018
  Axa Advisors, Llc
  New York, NY
• 01/2018 → Present
  Ubs Financial Services Inc.
  Hartford, CT

Previous Registrations

• 2017-09-29 → 2018-01-30
  Equitable Advisors, Llc
  Milford, CT
  Stamford, CT
  Milford, CT

Other Businesses

NAME OF ENTITY: Wiktor Wozniak 43 Joyce Ct, Milford, CT 06461 TYPE OF BUSINESS/SERVICES PROVIDED: REAL ESTATE POSITION: OWNER/LANDLORD # OF HOURS PER MONTH: 10 AVERAGE YEARLY COMPENSATION: $3,000 START DATE: 02/02/2015 NON-INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2017-09-18