Abraham Cecena

Employer firm

Osaic Institutions, Inc. CRD 35371

$6.49B regulatory AUM 7 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SOLICITATION SERVICES FOR OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 12/2018
  Pfs Investments Inc.
  San Diego, CA
• 06/2016 → 12/2018
  Primerica Financial Services
  San Diego, CA
• 03/2015 → 12/2016
  Unemployed
  San Diego, CA
• 12/2018 → 01/2019
  Unemployed
  San Diego, CA
• 01/2019 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 01/2019 → 07/2020
  Equitable Advisors, Llc
  New York, NY
• 07/2020 → 01/2022
  Securities America, Inc.
  Chula Vista, CA
• 07/2020 → 01/2022
  Pfg Advisors
  Chula Vista, CA
• 02/2022 → 07/2025
  Ameriprise Financial Services, Llc
  San Diego, CA
• 07/2025 → Present
  Osaic Institutions, Inc.
  Meriden, CT

Previous Registrations

• 2022-02-02 → 2025-08-11
  Ameriprise Financial Services, Llc
  San Diego, CA
  West Orange, NJ
  Meridian, ID
• 2020-07-08 → 2022-01-31
  Pfg Advisors
  San Diego, CA
• 2019-02-07 → 2020-07-13
  Equitable Advisors, Llc
  San Diego, CA
• 2017-05-03 → 2018-12-14
  Pfs Investments Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

Independent Insurance Brokering; SBMA; 01/01/2024; Health.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-13
• S63 Uniform Securities Agent State Law Examination
  2017-03-25