Adriana C Eppstein

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 02/2018
  Primerica Financial Services
  Miami, FL
• 03/2017 → 02/2018
  Pfs Investments Inc
  Miami, FL
• 04/2016 → 10/2016
  Unemployed
  Miami, FL
• 01/2018 → 01/2019
  Pruco Securities Llc
  West Palm Beach, FL
• 06/2018 → 01/2019
  The Prudential Insurance Company Of America
  West Palm Beach, FL
• 01/2019 → 05/2022
  Wells Fargo Bank, Na
  Miami, FL
• 01/2019 → 05/2022
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 05/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Doral, FL
• 08/2022 → Present
  Bank Of America, N.A.
  Doral, FL

Previous Registrations

• 2019-02-06 → 2022-06-07
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Coral Gables, FL
• 2018-11-20 → 2019-01-16
  Pruco Securities, Llc.
  West Palm Beach, FL
  Coral Gables, FL
• 2017-12-05 → 2018-02-28
  Pfs Investments Inc.
  Miami, FL

Other Businesses

I*877302 For profit or not for profit: For Profit Name of outside business organization: Rental Property 1 Investment related: No Address of business: Miami, Florida, 33125 Nature of business: Rental Property Position, title, association: Co-owner with other family members, Start date of relationship: 5/28/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner I*877303 For profit or not for profit: For Profit Name of outside business organization: Rental Property 2 Investment related: No Address of business: Miami, Florida, 33184 Nature of business: Rental Property Position, title, association: Co-owner with other family members, Start date of relationship: 3/14/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-10-07
• S63 Uniform Securities Agent State Law Examination
  2017-05-06

Other Names

• Adriana Calderon Eppstein
• Adriana Eppstein
• Adriana C Eppstein