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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-10
TX RA APPROVED_RES 2022-09-15
  • FL RA
    APPROVED
    Since 2025-01-10
  • TX RA
    APPROVED_RES
    Since 2022-09-15

Branch Locations

850 N Homestead Blvd, Homestead, FL 33030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Miami FL 10/2016 02/2018
Pfs Investments Inc Miami FL 03/2017 02/2018
Unemployed Miami FL 04/2016 10/2016
Pruco Securities Llc West Palm Beach FL 01/2018 01/2019
The Prudential Insurance Company Of America West Palm Beach FL 06/2018 01/2019
Wells Fargo Bank, Na Miami FL 01/2019 05/2022
Wells Fargo Clearing Services, Llc Miami FL 01/2019 05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Doral FL 05/2022 Present
Bank Of America, N.A. Doral FL 08/2022 Present
Previous Registrations
Other Businesses

I*877302 For profit or not for profit: For Profit Name of outside business organization: Rental Property 1 Investment related: No Address of business: Miami, Florida, 33125 Nature of business: Rental Property Position, title, association: Co-owner with other family members, Start date of relationship: 5/28/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner I*877303 For profit or not for profit: For Profit Name of outside business organization: Rental Property 2 Investment related: No Address of business: Miami, Florida, 33184 Nature of business: Rental Property Position, title, association: Co-owner with other family members, Start date of relationship: 3/14/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-07
S63 Uniform Securities Agent State Law Examination 2017-05-06
  • S65 Uniform Investment Adviser Law Examination
    2017-10-07
  • S63 Uniform Securities Agent State Law Examination
    2017-05-06
Other Names
  • Adriana Calderon Eppstein
  • Adriana Eppstein
  • Adriana C Eppstein

View on SEC IAPD

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