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Antonio Sosa

Tiaa-Cref Individual & Institutional Services, LLC

Frisco, TX

Garland, TX

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-15
  • TX RA
    APPROVED
    Since 2017-09-15

Branch Locations

3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States

Garland, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 06/2017 Present
Tiaa Frisco TX 06/2017 Present
Texas Tech University Lubbock TX 08/2011 12/2016
Unemployed Mesquite TX 01/2017 05/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-15
  • S66 Uniform Combined State Law Examination
    2017-09-15

View on SEC IAPD

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