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Fernando Luis Monllor Arzola

Popular Securities, LLC

Ponce, PR

CRD 3098650

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Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2013-06-10
  • PR RA
    APPROVED
    Since 2013-06-10

Branch Locations

Monte Town Center Carr 14 Km 6 Hm 0, Ponce, PR 00780 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Banco Popula De Puerto Rico San Juan PR 08/1992 Present
Popular Securities, Inc. Hato Rey PR 07/1998 Present
  • 08/1992 → Present
    Banco Popula De Puerto Rico
    San Juan, PR
  • 07/1998 → Present
    Popular Securities, Inc.
    Hato Rey, PR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-04
  • S66 Uniform Combined State Law Examination
    2000-02-04
Other Names
  • Fernando Luis Monllor

View on SEC IAPD

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