Joshua James Howard

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 11/2020
  Ameriprise Financial Services Inc
  Las Vegas, NV
• 12/2016 → 05/2017
  Northwestn Mutual
  Las Vegas, NV
• 07/2016 → 12/2016
  Litigation Services
  Las Vegas, NV
• 11/2020 → 06/2022
  American Enterprise Investment Services Inc.
  Las Vegas, NV
• 06/2022 → 11/2022
  Ameriprise Financial Services Inc
  Las Vegas, NV
• 11/2022 → 06/2024
  American Enterprise Investment Services Inc.
  Minneapolis, MN
• 06/2024 → Present
  Ameriprise Financial Services, Llc
  New Durham, NH

Other Businesses

Business Ownership; Artist Dilemma LLC; Co-owner; Independent fine artists; 128 W Pleasant St, Apt H1, Manlius, NY, 13104; Not Investment-Related; 04/27/2024; 1 to 9 hours per month; 0 during trading hours / Joshua Howard; Owner; Manage Ameriprise Business; 128 W Pleasant St, Apt H1, manlius, NY, 13104; Investment-Related; 08/15/2026; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; The Halpin Company; Employee; Manage advisory business; 111 Riverwalk Way, , Manchester, NH, 03101; Investment-Related; 06/03/2024; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2024-05-13

Other Names

• Haley Howard
• Joshua Howard
• Joshua James Howard