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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-01-03
TX RA APPROVED 2022-01-03
  • IN RA
    APPROVED
    Since 2022-01-03
  • TX RA
    APPROVED
    Since 2022-01-03

Branch Locations

250 Main Street, Lafayette, IN 47901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 12/2021
Hajoca- Moore Supply Company Mesquite TX 05/2011 01/2017
Cetera Investment Services Llc St Cloud MN 01/2022 Present
First Merchants Investment Services Lafayette IN 01/2022 Present
Cetera Investment Advisers Llc Lafayette IN 01/2022 Present
  • 01/2017 → 12/2021
    St Louis, MO
  • 05/2011 → 01/2017
    Hajoca- Moore Supply Company
    Mesquite, TX
  • 01/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 01/2022 → Present
    First Merchants Investment Services
    Lafayette, IN
  • 01/2022 → Present
    Lafayette, IN
Previous Registrations
  • 2017-06-23 → 2021-12-20
    Plano, TX
    St Louis, MO
    Plano, TX
    Richardson, TX
    Dallas, TX
Other Businesses

1. CO-OWNER OF THE KIRKHAM GROUP; LAVENDER FARM 2. GANBATTE LLC, SHIRT PRINTING AND DESIGN, 100% OWNER, 4/HRS/WK 3. JUDO INSTRUCTOR AT GANBATTE LLC; LEAD CLASS AND TEACH CURRICULUM; 3-5 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-13
  • S66 Uniform Combined State Law Examination
    2017-04-13

View on SEC IAPD

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