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Robert David Rumsey

Spc

Coldwater, MI

Ann Arbor, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-24
MI RA APPROVED 2020-05-21
  • TX RA
    APPROVED_RES
    Since 2024-08-24
  • MI RA
    APPROVED
    Since 2020-05-21

Branch Locations

365 Northshore Drive, Coldwater, MI 49036 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Michigan Bank & Trust Coldwater MI 12/2007 01/2020
Raymond James Financial Services Coldwater MI 03/2014 04/2017
Raymond James Financial Services Advisors Inc. Coldwater MI 03/2014 04/2017
Accounting/Cpa Coldwater MI 03/2014 Present
Tibbits Plaza Properties Llc Coldwater MI 03/2014 Present
R. David Rumsey Investments Coldwater MI 03/2014 12/2016
R. David Rumsey Consulting Coldwater MI 03/2014 Present
Branch County Abstract & Title Inc. Coldwater MI 03/2014 Present
Sigma Financial Corporation Ann Arbor MI 03/2020 Present
  • 12/2007 → 01/2020
    Southern Michigan Bank & Trust
    Coldwater, MI
  • 03/2014 → 04/2017
    Raymond James Financial Services
    Coldwater, MI
  • 03/2014 → 04/2017
    Coldwater, MI
  • 03/2014 → Present
    Accounting/Cpa
    Coldwater, MI
  • 03/2014 → Present
    Tibbits Plaza Properties Llc
    Coldwater, MI
  • 03/2014 → 12/2016
    R. David Rumsey Investments
    Coldwater, MI
  • 03/2014 → Present
    R. David Rumsey Consulting
    Coldwater, MI
  • 03/2014 → Present
    Branch County Abstract & Title Inc.
    Coldwater, MI
  • 03/2020 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
Previous Registrations
Other Businesses

1) Branch County Abstract & Title, Inc., 22 Tibbits Plaza, Coldwater, MI 49036. Title, abstract and closing services; 50% owner; president of corporation; apprx 4 hours/year of board meetings. 2) Tibbits Plaza Properties, LLC 20 Tibbits Plaza, Coldwater, MI 49036;Rental of real estate;50% ownership; approx 2 hours/year for board meetings. 3) RD Rumsey Consulting 365 Northshore drive, Coldwater, MI 49036; Management services provided to Branch County Abstract & Title Inc as the liaison between the owners and our manager; 100% ownership; approx 10 hours/month 4) JWDR Investments- 365 Northshore Drive, Coldwater, MI 49036;Investments held for life insurance premium payments held on the owners of Branch County Abstract & Tile Inc. and Tibbits Plaza Properties, LLC. All investments are Certificates of Deposits held in a bank. 50% ownership; approx 2 hour/year 5) ARDR Investments- 365 Northshore drive Coldwater, MI 49036;currently investments are in real estate properties;51% owner and 49% my son owns; approx 2 hours/year. 6) American Baptist Churches of Michigan Foundation- 4578 Hagadorn Road, Lansing, MI 48823; Trustee of the Foundation; Start date: 4/11/23; Approx. 10 hrs/yr. 7) City of Coldwater- One Grand Street Coldwater, MI 49036;member of the community Development Advisory Committee; no meetings in a number of years. 8) R. David Rumsey, CPA- nonpracticing CPA 9) R David Rumsey Investments - DBA name used with my financial services practice. Start date: 4/11/23, approx. 20 hrs/wk. INV REL: Y 10) Acting as POA for my mother. Start date: 8/30/23.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-19
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S66 Uniform Combined State Law Examination
    2020-05-19
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10
Other Names
  • R. David Rumsey

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