Ryan Michael Peeples

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-08-16

TX RA
APPROVED

Since 2017-08-16

Branch Locations

800 Capitol St, Houston, TX 77002 • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Montgomery, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Msi Financial Services	Corpus Christi	TX	10/2016	06/2017
Sunstate Federal Credit Union	Gainesville	FL	03/2014	09/2016
Massachusetts Mutual Life Insurance Company	Springfield	MA	10/2016	06/2017
Mml Investors Services, Llc	Corpus Christi	TX	03/2017	06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Corpus Christi	TX	08/2017	Present
Bank Of America, N.A.	Corpus Christi	TX	08/2017	Present

10/2016 → 06/2017

Msi Financial Services

Corpus Christi, TX
03/2014 → 09/2016

Sunstate Federal Credit Union

Gainesville, FL
10/2016 → 06/2017

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → 06/2017

Mml Investors Services, Llc

Corpus Christi, TX
08/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Corpus Christi, TX
08/2017 → Present

Bank Of America, N.A.

Corpus Christi, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-23

S66 Uniform Combined State Law Examination

2017-06-23

Other Names

Ryan Peeples
Ryan Michael Peeples

View on SEC IAPD

Other Firms

BRIDGE CAPITAL ADVISORS

TSA WEALTH MANAGEMENT

TRI-STAR ADVISORS, INC.

HORNOR, TOWNSEND & KENT, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

MARINER INDEPENDENT

Other Investors

John Charles Robinson

CRYSTAL ALLISON MCKEON

AUSTIN GENTRY MARRS

JONATHAN HARRISON SWANBURG

WILLIAM THOMAS PAYNE

JON CARTER VAUGHAN

GREGORY JAMES KALLUS

Philip Chukwuezugo Onochie

Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX

TSA WEALTH MANAGEMENT · HOUSTON, TX

PEREA CAPITAL · HOUSTON, TX

TRI-STAR ADVISORS, INC. · HOUSTON, TX

HORNOR, TOWNSEND & KENT, LLC · Houston, TX

AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX

LPL FINANCIAL LLC · HOUSTON, TX

MARINER INDEPENDENT · Houston, TX

More in Houston, TX

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