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Leke Vala

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-05-05
  • NC RA
    APPROVED
    Since 2020-05-05

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rose Chauffeured Transportation Charlotte NC 10/2013 06/2017
Wells Fargo Charlotte NC 12/2016 04/2017
Vanguard Group, Inc. Charlotte NC 06/2017 08/2018
University Of North Carolina At Charlotte Charlotte NC 08/2015 05/2017
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 08/2018 Present
Tiaa Charlotte NC 08/2018 Present
  • 10/2013 → 06/2017
    Rose Chauffeured Transportation
    Charlotte, NC
  • 12/2016 → 04/2017
    Wells Fargo
    Charlotte, NC
  • 06/2017 → 08/2018
    Vanguard Group, Inc.
    Charlotte, NC
  • 08/2015 → 05/2017
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 08/2018 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 08/2018 → Present
    Tiaa
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-04
S63 Uniform Securities Agent State Law Examination 2017-07-13
  • S66 Uniform Combined State Law Examination
    2020-05-04
  • S63 Uniform Securities Agent State Law Examination
    2017-07-13

View on SEC IAPD

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