David Tristin Baggenstos

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-10-01

TX RA
APPROVED_RES

Since 2019-10-01

Branch Locations

5532 E State Route 69, Prescott Valley, AZ 86314 • United States

8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Prscott Valley	AZ	01/2012	Present
Wells Fargo Clearing Services, Llc	Prescott Valley	AZ	12/2016	Present

01/2012 → Present

Wells Fargo Bank, Na

Prscott Valley, AZ
12/2016 → Present

Wells Fargo Clearing Services, Llc

Prescott Valley, AZ

Other Businesses

DESERT PSYCHO DBA DESERT PSYCHO HYDRO CREATIONS DBA DESERT PSYCHO COLLECTABLES, NOT INVT RELATED, PRESCOTT VALLEY, AZ, 100% OWNERSHIP, START DATE 11/25/2019, 10 HRS PER MONTH, 0 HRS DURING TRADING, CREATE WEBSITE, MANAGE INVENTORY, LIST PAINTINGS AND BUY AND SELL TRADING CARDS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-03-09

S63 Uniform Securities Agent State Law Examination

2017-03-09

Other Names

David Baggenstos

View on SEC IAPD