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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-10-23 |
Branch Locations
10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States
Mount Laurel, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ramapo College | Mahwah | NJ | 06/2013 | 09/2016 |
| Ramapo College | Mahwah | NJ | 12/2012 | 09/2016 |
| Ramapo College | Mahwah | NJ | 09/2015 | 08/2022 |
| Encore Entertainment / Ultrax Disc Jockeys | Hamilton | NJ | 06/2010 | Present |
| Msi Financial Services, Inc. | Princeton | NJ | 09/2016 | 03/2017 |
| Massmutual Life Insurance Co | Marlton | NJ | 12/2016 | Present |
| Mml Investors Services, Llc | Marlton | NJ | 03/2017 | Present |
NAME: ENCORE ENTERTAINMENT AND ULTRAX DISC JOCKEYS INV REL: N ADD: HAMILTON, NJ NATURE: ENTERTAINMENT POSITION: MASTER OF CEREMONIES/ EVENT COORDINATOR START DATE: 06/2010 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: I AM A MASTER OF CEREMONIES AT EVENTS SUCH AS WEDDINGS, SWEET 16'S, ETC. AND ALSO HELP IN THE OFFICE WITH THE SALES AND COORDINATION/PLANNING/EXECUTION OF THOSE EVENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-16 |
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