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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-17 |
Branch Locations
Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States
Cwm Retail, Sales 19300 Stevens Creek Boulevard, Cupertino, CA 95014 • United States
Cwm Retail, Sales 130 Main Street, Los Altos, CA 94022 • United States
Citi Retail Banking 3755 El Camino Real, Santa Clara, CA 95051 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 12/2016 | 06/2024 |
| Keller Williams Silicon City | Santa Clara | CA | 03/2016 | 12/2016 |
| Bank Of America, N.A. | San Jose | CA | 03/2017 | 06/2024 |
| Transglobal | Cupertino | CA | 06/2024 | 05/2025 |
| Citi Group | Cupertino | CA | 06/2025 | Present |
I*518313 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Mesquite, Texas, 75181 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship:Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*518314 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: Milpitas, California, 95035 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*813243 For profit or not for profit: Name of outside business organization: Rental Property 3 Investment related: N Address of business: Aubrey, Texas, 76227 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 5/13/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Rental Property: San Jose, CA; Investment-related; Started: March 1, 2025; Title: Owner/Landlord; Duties: No duties. My spouse is in charge of the duties. ; No time is devoted each month during securities trading hours; No time is devoted each month outside of securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-20 |
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