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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2021-08-31
  • NH RA
    APPROVED
    Since 2021-08-31

Branch Locations

1000 Elm St 15Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2017 07/2017
Citizens Bank Concord NH 10/2017 07/2019
Company C Concord NH 02/2010 02/2017
Unemployed Concord NH 07/2017 10/2017
Citizens Securities, Inc Concord NH 11/2017 07/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 07/2019 Present
Merrill Lynch Manchester NH 07/2019 08/2021
Citizens Bank Concord NH 10/2017 07/2019
Unemployed Concord NH 07/2017 10/2017
Northwestern Mutual Manchester NH 02/2017 07/2017
Company C Concord NH 02/2010 02/2017
Scott Christensen Manchester NH 08/2021 Present
Northwestern Mutual Investment Services Llc Manchester NH 08/2021 Present
  • 02/2017 → 07/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2017 → 07/2019
    Citizens Bank
    Concord, NH
  • 02/2010 → 02/2017
    Company C
    Concord, NH
  • 07/2017 → 10/2017
    Unemployed
    Concord, NH
  • 11/2017 → 07/2019
    Concord, NH
  • 07/2019 → Present
    Manchester, NH
  • 07/2019 → 08/2021
    Merrill Lynch
    Manchester, NH
  • 10/2017 → 07/2019
    Citizens Bank
    Concord, NH
  • 07/2017 → 10/2017
    Unemployed
    Concord, NH
  • 02/2017 → 07/2017
    Northwestern Mutual
    Manchester, NH
  • 02/2010 → 02/2017
    Company C
    Concord, NH
  • 08/2021 → Present
    Scott Christensen
    Manchester, NH
  • 08/2021 → Present
    Manchester, NH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-13
S63 Uniform Securities Agent State Law Examination 2018-01-23
  • S65 Uniform Investment Adviser Law Examination
    2018-08-13
  • S63 Uniform Securities Agent State Law Examination
    2018-01-23
Other Names
  • Monica Lee Smith
  • Monica Lee Smith
  • Monica Lee Dresser
  • Monica Dresser
  • Monica L Smith
  • Monica L Smith
  • Monica Dresser

View on SEC IAPD

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