John Robert Heatwole

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-08-08

CT RA
APPROVED

Since 2023-08-08

Branch Locations

36 Washington St Ste 140, Wellesley, MA 02481-1900 • United States

Auburn, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Street Corporation	Boston	MA	02/2006	12/2016
Private Advisor Group Dba:BLackstone Valley Wealth Managementllc	Hopkinton	MA	01/2018	12/2019
Lpl Financial, Llc	Hopkinton	MA	12/2016	08/2023
Ameriprise Financial Services, Llc	Wellesley	MA	08/2023	Present

02/2006 → 12/2016

State Street Corporation

Boston, MA
01/2018 → 12/2019

Private Advisor Group Dba:BLackstone Valley Wealth Managementllc

Hopkinton, MA
12/2016 → 08/2023

Lpl Financial, Llc

Hopkinton, MA
08/2023 → Present

Ameriprise Financial Services, Llc

Wellesley, MA

Previous Registrations

2018-07-30 → 2023-09-12

Private Advisor Group, Llc

Hopkinton, MA

Morristown, NJ

Other Businesses

Outside Employment; Array Services, LLC; Being paid at LLC for work done at Ameriprise; Manage advisory business; 36 Washington Street, Suite 140, Wellesley, MA, 02481; Investment-Related; 08/07/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-05-23

S66 Uniform Combined State Law Examination

2018-05-23

View on SEC IAPD