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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2001-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. EXECUTOR OF A TRUST FOR A FAMILY MEMBER--PARENTS' TRUST; DONALD F. AND JULIA K. MEGNIN REV. TRUST DATED 2-28-1996; LIFE INSURANCE AND ADVISORY BROKERAGE ASSETS HELD IN THE TRUST; UPDATED INTO OUTSIDE BUSINESS ACTIVITIES 10-2015. 2. AEM PROPERTIES, LLC 1800 GLENARM PLACE, SUITE 900 DENVER, CO 80202; NOT INVESTMENT RELATED. PARTNER; OWNS UNITS OF REAL ESTATE PARTNERSHIP THAT OWNS AND OPERATES THE OFFICE SPACE RELATED TO BUSINESS; START DATE 08/01/2018; APPROX. 1 HR PER MONTH; NO COMPENSATION. 3. POWER OF ATTORNEY DONALD & JULIA MEGNIN; ELDERLY PARENTS CHECKINGS ACCOUNT; START DATE 06/15/2021; APPROX. 5 HR PER MONTH; NO COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-17 |
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