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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2001-03-01
  • CO RA
    APPROVED
    Since 2001-03-01

Branch Locations

Cherry Hills Village, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. EXECUTOR OF A TRUST FOR A FAMILY MEMBER--PARENTS' TRUST; DONALD F. AND JULIA K. MEGNIN REV. TRUST DATED 2-28-1996; LIFE INSURANCE AND ADVISORY BROKERAGE ASSETS HELD IN THE TRUST; UPDATED INTO OUTSIDE BUSINESS ACTIVITIES 10-2015. 2. AEM PROPERTIES, LLC 1800 GLENARM PLACE, SUITE 900 DENVER, CO 80202; NOT INVESTMENT RELATED. PARTNER; OWNS UNITS OF REAL ESTATE PARTNERSHIP THAT OWNS AND OPERATES THE OFFICE SPACE RELATED TO BUSINESS; START DATE 08/01/2018; APPROX. 1 HR PER MONTH; NO COMPENSATION. 3. POWER OF ATTORNEY DONALD & JULIA MEGNIN; ELDERLY PARENTS CHECKINGS ACCOUNT; START DATE 06/15/2021; APPROX. 5 HR PER MONTH; NO COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-03
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-03
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
Other Names
  • Daniel Megnin

View on SEC IAPD

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