Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-01-23
  • MO RA
    APPROVED
    Since 2017-01-23

Branch Locations

1615 S Ingram Mill Rd Building A, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ostermeier Cpa, Llc West Plains MO 12/2003 Present
Cetera Financial Specialists Llc Schaumburg IL 01/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2017 Present
  • 12/2003 → Present
    Ostermeier Cpa, Llc
    West Plains, MO
  • 01/2017 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2017 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: OSTERMEIER CPA, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TAX PREPARATION, PAYROLL SERVICES, ACCOUNTING START DATE: 10/2009 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: SAME BRIEF DESCRIPTION OF DUTIES: CPA 2)NAME OF OTHER BUSINESS: NORFORK NATURAL CONSULTING, LLC; INVESTMENT RELATED: NO; ADDRESS: 1872 S HWY 63, WEST PLAINS, MO 65775; NATURE OF BUSINESS: REGISTERED AGENT; START DATE: 12/2010; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RECEIVE MAIL/CORRESPONDENCE ON BEHALF OF CLIENT; 3)NAME OF OTHER BUSINESS: 1908 INVESTMENTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 2238 S GLENDALE AVE SPRINGFIELD MO 65804; NATURE OF BUSINESS: GENERAL INVESTMENTS; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: GENERAL INVESTMENT HOLDING COMPANY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-11-19
  • S63 Uniform Securities Agent State Law Examination
    2016-11-19
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Springfield, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor