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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-17
  • CA RA
    APPROVED
    Since 2020-09-17

Branch Locations

300 E Esplanade Drive Suite 1800, Oxnard, CA 93036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Girard Securities San Diego CA 01/2017 09/2017
Transportation Specialties Ic. Santa Paula CA 01/2008 12/2016
United Capital Financial Oxnard CA 01/2017 09/2017
Commonwealth Financial Network Waltham MA 01/2018 Present
Skeels & Fox Wealth Management Oxnard CA 10/2017 Present
  • 01/2017 → 09/2017
    Girard Securities
    San Diego, CA
  • 01/2008 → 12/2016
    Transportation Specialties Ic.
    Santa Paula, CA
  • 01/2017 → 09/2017
    United Capital Financial
    Oxnard, CA
  • 01/2018 → Present
    Waltham, MA
  • 10/2017 → Present
    Skeels & Fox Wealth Management
    Oxnard, CA
Other Businesses

Fixed insurance sales; As of 11/24/2017; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-04
  • S66 Uniform Combined State Law Examination
    2018-12-04
Designations

View on SEC IAPD

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