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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-17 |
Branch Locations
300 E Esplanade Drive Suite 1800, Oxnard, CA 93036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Girard Securities | San Diego | CA | 01/2017 | 09/2017 |
| Transportation Specialties Ic. | Santa Paula | CA | 01/2008 | 12/2016 |
| United Capital Financial | Oxnard | CA | 01/2017 | 09/2017 |
| Commonwealth Financial Network | Waltham | MA | 01/2018 | Present |
| Skeels & Fox Wealth Management | Oxnard | CA | 10/2017 | Present |
Fixed insurance sales; As of 11/24/2017; Approximately 10% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-04 |
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