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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-23 |
| TX | RA | APPROVED_RES | 2023-05-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Pacific Railroad | Bloomington | CA | 08/2013 | 12/2016 |
| Lpl Financial, Llc | Rancho Cucamonga | CA | 01/2017 | 04/2017 |
| Edward Jones | Saint Louis | MO | 04/2017 | 05/2023 |
| Lpl Financial Llc | Ontario | CA | 05/2023 | Present |
1.05/22/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Mallory Wealth Management; Investment Related; at Reported Business Location(s); Start Date 05/31/2023; 0hrs/mth; 0hrs during trading 2.05/22/2023; Hope through housing foundation; Non-Profit Board Member; Not Investment Related; Rancho Cucamonga,CA; Start Date 10/01/2021; .5hrs/mth; 2hrs during trading 3.08/10/2026; Mallory Wealth Management; Real Estate Rental; Investment Related; Ontario,CA; Start Date 04/01/2025; 1hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-11 |
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