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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-05-12
  • KS RA
    APPROVED
    Since 2017-05-12

Branch Locations

130 East 7Th Street, Concordia, KS 66901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Junction City KS 12/2016 04/2017
Central National Bank's Wealth Management & Trust Services Concordia KS 05/2016 Present
Raymond James Financial Services, Inc. Concordia KS 04/2017 Present
Raymond James Financial Services Advisors Inc. Concordia K KS 05/2017 Present
  • 12/2016 → 04/2017
    Raymond James Financial Services, Inc.
    Junction City, KS
  • 05/2016 → Present
    Central National Bank's Wealth Management & Trust Services
    Concordia, KS
  • 04/2017 → Present
    Raymond James Financial Services, Inc.
    Concordia, KS
  • 05/2017 → Present
    Concordia K, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-21
  • S66 Uniform Combined State Law Examination
    2017-04-21
Other Names
  • Jesse W Pounds

View on SEC IAPD

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