Dillon Paul Frame

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-05-02

Branch Locations

New Hampton, NY • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Primerica Financial Services	Oakland	NJ	06/2016	01/2018
Pfs Investments Inc.	Oakland	NJ	12/2016	02/2018
Village Of Irvington	Irvington	NY	09/2015	Present
Inserra Supermarkets	Northvale	NJ	06/2016	04/2017
Rockland Community College	Suffern	NY	09/2014	12/2016
Pruco Securities, Llc.	Orangeburg	NY	01/2018	04/2023
Prudential Insurance Company Of America	Orangeburg	NY	02/2018	04/2023
Tiaa	White Plains	NY	04/2023	Present
Tiaa-Cref Individual & Institutional Services, Llc	White Plains	NY	04/2023	Present

06/2016 → 01/2018

Primerica Financial Services

Oakland, NJ
12/2016 → 02/2018

Pfs Investments Inc.

Oakland, NJ
09/2015 → Present

Village Of Irvington

Irvington, NY
06/2016 → 04/2017

Inserra Supermarkets

Northvale, NJ
09/2014 → 12/2016

Rockland Community College

Suffern, NY
01/2018 → 04/2023

Pruco Securities, Llc.

Orangeburg, NY
02/2018 → 04/2023

Prudential Insurance Company Of America

Orangeburg, NY
04/2023 → Present

Tiaa

White Plains, NY
04/2023 → Present

Tiaa-Cref Individual & Institutional Services, Llc

White Plains, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-07-29
S63	Uniform Securities Agent State Law Examination	2017-08-10