Gregory Pendleton

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 12/2022
  Cuna Brokerage Services, Inc/Cuna Mutual Group
  Waverly, IA
• 02/2011 → 11/2017
  Arkansas Federal Credit Union
  Fort Smith, AR
• 12/2017 → Present
  Cuna Mutual Group
  Waverly, IA
• 05/2022 → 12/2022
  Lpl Financial Llc
  Memphis, TN
• 01/2023 → Present
  Fifth Third Bank
  Cincinnati, OH
• 01/2023 → Present
  Fifth Third Securities
  Cincinnati, OH

Previous Registrations

• 2022-05-18 → 2023-01-20
  Lpl Financial Llc
  Cincinnati, OH
  Albuquerque, NM
  Grafton, WI
  Jacksonville, AR
  Memphis, TN
  Memphis, TN
  Tulsa, OK
  Muskogee, OK
  Tulsa, OK
• 2017-03-27 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Fort Smith, AR
  Jacksonville, AR
  Tulsa, OK
  Muskogee, OK
  Bryant, AR
  Memphis, TN
  Jacksonville, AR
  Memphis, TN
  Memphis, TN
  Memphis, TN
  Little Rock, AR
  Odessa, TX
  Muskogee, OK
  Tulsa, OK
  Tulsa, OK

Exams

• S66 Uniform Combined State Law Examination
  2017-03-23

Other Names

• Gregory James Pendleton