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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-11-08 |
Branch Locations
9040 Roswell Road Suite 560, Sandy Springs, GA 30350 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 07/2000 | 09/2021 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 09/2021 |
| Mariner Wealth Advisors | Overland Park | KS | 11/2021 | Present |
| Mariner Wealth Advisors | Overland Park | KS | 10/2023 | Present |
Hall2Hall, LLC; investment-related; Atlanta, GA; real estate; member; start date: 2/2022; 1 hour/month; 0 hrs during securities trading hours; acquisition of and rehab of single family homes Hall2Hall Transportation LLC; not investment related; Atlanta, GA; rental car business; start date 5/2024; 0 hours /month, 0 during trading hours; Turo rental car business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-17 |
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