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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-11-16 |
| TX | RA | APPROVED | 2021-11-16 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Investment Management | Bost | MA | 05/2016 | 10/2016 |
| Mfs Investment Management | Boston | MA | 12/2016 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 04/2020 | 11/2021 |
| Bank Of America, N.A. | Boston | MA | 07/2020 | 11/2021 |
| Morgan Stanley Smith Barney Llc | Middleton | MA | 11/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-11 |
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