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Allison Megan Woolery

Raymond James & Associates, Inc.

Boca Raton, FL

CRD 6737530

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-01
FL RA APPROVED 2020-10-14
MD RA APPROVED 2019-09-11
  • TX RA
    APPROVED_RES
    Since 2026-05-01
  • FL RA
    APPROVED
    Since 2020-10-14
  • MD RA
    APPROVED
    Since 2019-09-11

Branch Locations

1 Town Center Road 10Th Floor, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Owings Mills MD 01/2016 01/2017
T. Rowe Price Owings Mills MD 01/2017 03/2019
Ubs Financial Services Inc. Bethesda MD 03/2019 09/2019
Raymond James & Associates, Inc. Bethesda MD 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-18
S63 Uniform Securities Agent State Law Examination 2017-03-30
  • S65 Uniform Investment Adviser Law Examination
    2019-07-18
  • S63 Uniform Securities Agent State Law Examination
    2017-03-30

View on SEC IAPD

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