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290 Congress Street, Boston, MA 02210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-07-02 |
| IA | RA | APPROVED | 2026-06-18 |
| KS | RA | APPROVED | 2026-06-17 |
| MI | RA | APPROVED | 2026-06-17 |
| NE | RA | APPROVED | 2026-06-17 |
| SD | RA | APPROVED | 2026-06-17 |
| IL | RA | APPROVED | 2026-06-16 |
| MN | RA | APPROVED | 2026-06-16 |
| WI | RA | APPROVED | 2026-06-16 |
| IN | RA | APPROVED | 2026-06-15 |
| MO | RA | APPROVED | 2026-06-15 |
Branch Locations
290 Congress Street, Boston, MA 02210 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Greenwwod Village | CO | 12/2016 | 08/2018 |
| Four Seasons Resort | Jackson | WY | 09/2015 | 12/2016 |
| American Funds | San Antonio | TX | 09/2018 | 04/2020 |
| American Funds | San Antonio | TX | 04/2020 | 01/2021 |
| American Funds | San Antonio | TX | 01/2021 | 04/2023 |
| American Funds | San Antonio | TX | 04/2023 | 04/2023 |
| American Funds | Los Angeles | CA | 04/2023 | Present |
| Columbia Management Investment Distributors, Inc. | Minneapolis | MN | 05/2026 | Present |
| Columbia Management Investment Advisers, Llc | Boston | MA | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-10 |
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