Best Investors Account Sign in

James Baumgardner

Strategic Advisers LLC

Timnath, CO

Fort Collins, CO

CRD 6737361

Claim This Profile
Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Timnath, CO • United States

3100 S. College Ave Suite 110, Fort Collins, CO 80525-2654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colorado Christian University Lakewood CO 08/2016 12/2016
Fidelity Brokerage Services Llc Greenwood Village CO 12/2016 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 08/2016 → 12/2016
    Colorado Christian University
    Lakewood, CO
  • 12/2016 → Present
    Fidelity Brokerage Services Llc
    Greenwood Village, CO
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Fort Collins, CO
    Timnath, CO
  • 2018-02-26 → 2018-07-13
    Strategic Advisers Llc
    Greenwood Village, CO
Other Businesses

OBA-7445|OrgNmn:James Baumgardner - Performing Artist|Org Addr:Timnath,Colorado,US|OBA Nature:Contracted music performances|Invst Rel:N|Title:Sole Proprietor|Duties:Manage and execute music performance contracts|StrtDt:01-03-17|TotHrs/mon:5|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-22
S63 Uniform Securities Agent State Law Examination 2017-02-03
  • S66 Uniform Combined State Law Examination
    2018-02-22
  • S63 Uniform Securities Agent State Law Examination
    2017-02-03
Designations
  • Certified Financial Planner
Other Names
  • James Michael Baumgardner

View on SEC IAPD

More in Timnath, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor