Michael Thomas Redmond

Current Employers

Employment History

• 03/2011 → 03/2017
  Wfg Investments Inc
  Dover, DE
• 03/2017 → 10/2022
  Kestra Investment Services, Llc.
  Dover, DE
• 03/2017 → 10/2022
  Kestra Advisory Services, Llc.
  Dover, DE
• 10/2022 → Present
  Dfpg Investments. Llc
  Sandy, UT

Previous Registrations

• 2022-10-21 → 2024-01-02
  Dfpg Investments, Llc
  Dover, DE
  Sandy, UT
• 2017-03-20 → 2022-10-21
  Kestra Advisory Services, Llc
  Dover, DE
  Austin, TX
• 2011-03-17 → 2017-03-21
  Wfg Advisors, Lp
  Dover, DE
• 2005-12-15 → 2011-03-18
  Equity Services, Inc.
  Dover, DE
  Dover, DE
  Dover, DE
  Berlin, MD

Other Businesses

1) Slim's Chance Bulldogs; non-investment related; Townsend, DE; baseball team; Coach; 01/01/2020; 1% during business hours; managing checkbook for sons baseball team 2) 19709; Review potential properties for buy/sale/lease-LLC; Purchase/Renovate/Rental/Leasing Commercial or Residential properties. Title: Member; begin date 03/01/2014-1% during business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-11-28
• S63 Uniform Securities Agent State Law Examination
  1999-03-09