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Karina Silvestri

Wells Fargo Clearing Services, LLC

Wilmington, NC

Winston Salem, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-29
NC RA APPROVED 2018-10-10
  • TX RA
    APPROVED
    Since 2020-09-29
  • NC RA
    APPROVED
    Since 2018-10-10

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Winston Salem NC 12/2016 Present
Wells Fargo Bank Na Winston Salem NC 07/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-10
S63 Uniform Securities Agent State Law Examination 2017-09-20
  • S65 Uniform Investment Adviser Law Examination
    2018-10-10
  • S63 Uniform Securities Agent State Law Examination
    2017-09-20
Other Names
  • Karina Diaz Gaxiola

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

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