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Stephen Harrington

Edward Jones

Middlebury, CT

CRD 6736934

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-04-28
  • CT RA
    APPROVED
    Since 2017-04-28

Branch Locations

1605 Straits Turnpike Suite 200, Middlebury, CT 06762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 Present
Stanley Black & Decker, Inc. New Britain CT 12/2015 09/2016
Unemployed Middlebury CT 09/2016 12/2016
  • 01/2017 → Present
    Edward Jones
    St Louis, MO
  • 12/2015 → 09/2016
    Stanley Black & Decker, Inc.
    New Britain, CT
  • 09/2016 → 12/2016
    Unemployed
    Middlebury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
  • S66 Uniform Combined State Law Examination
    2017-02-27
Other Names
  • Stephen Michael Harrington

View on SEC IAPD

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