Vince Lagatta

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2021
  Compass Bank
  Birmingham, AL
• 05/2016 → 08/2021
  Bbva Securities Inc.
  Mesa, AZ
• 05/2016 → 08/2021
  Bbva Compass Insurance Agency, Inc.
  Austin, TX
• 05/2016 → 08/2021
  Bbva Wealth Solutions Inc.
  Mesa, AZ
• 08/2021 → 06/2024
  Pnc Investments
  Mesa, AZ
• 06/2024 → 08/2026
  Osaic Wealth
  Gilbert, AZ
• 08/2026 → Present
  Lpl Financial Llc
  Gilbert, AZ

Previous Registrations

• 2021-08-30 → 2024-07-25
  Pnc Wealth Management Llc
  Scottsdale, AZ
  Scottsdale, AZ
  Gilbert, AZ
  Gilbert, AZ
  Gilbert, AZ
  Chandler, AZ
  Mesa, AZ
  Mesa, AZ
  Chandler, AZ
  Tempe, AZ
  Chandler, AZ
  Scottsdale, AZ
  Mesa, AZ
  Gilbert, AZ
  Gilbert, AZ
• 2016-05-18 → 2021-08-17
  Pnc Managed Account Solutions, Inc.
  Mesa, AZ
• 2012-05-02 → 2016-05-10
  U.S. Bancorp Investments, Inc.
  Santa Clara, CA
  Campbell, CA
  Campbell, CA
  Los Gatos, CA
  Campbell, CA
• 2008-04-30 → 2012-05-01
  Bancwest Investment Services, Inc.
  Pebble Beach, CA
  Carmel, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  Capitola, CA
  Santa Cruz, CA

Other Businesses

1. 08/2026 - raise asset management llc - DBA for LPL Business (entity for LPL business) - INV REL- 40 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/31/2026 2. 08/2026 - Valley Christian High School - Coach/ Sports/ Fitness - Not INV REL- 30 Hrs/Mth - 00 Hrs During Trading - Chandler, AZ 85226 - OBA Start Date: 08/01/2018

Exams

• S66 Uniform Combined State Law Examination
  2008-04-29
• S63 Uniform Securities Agent State Law Examination
  1998-10-12

Other Names

• Vincent Ronald Lagatta