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Tong Chen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Flushing, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
NY RA APPROVED 2023-05-04
  • TX RA
    APPROVED
    Since 2023-06-14
  • NY RA
    APPROVED
    Since 2023-05-04

Branch Locations

4201 Main St, Flushing, NY 11355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brooklyn NY 08/2010 Present
Bank Of America, N.A. Brooklyn NY 03/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-03
  • S66 Uniform Combined State Law Examination
    2023-05-03
Other Names
  • Alewen Chen

View on SEC IAPD

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