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Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-17
  • GA RA
    APPROVED
    Since 2025-10-17

Branch Locations

1100 Connecticut Ave, Washington, DC 20036 • United States

56 Hiram Dr, Hiram, GA 30141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2007 02/2021
Winding Woods Manor, Llc Chandler AZ 06/2016 11/2016
Bank Of America, N.A. Pasadena CA 06/2018 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 04/2021 07/2023
Bank Of America, N.A. Atlanta GA 04/2021 07/2023
Ascend Behavior Consultants, Llc Atlanta GA 07/2023 11/2024
Thrivent Investment Management Inc Atlanta GA 10/2024 10/2025
Thrivent Financial Appleton WI 11/2024 03/2025
Thrivent Financial Appleton WI 03/2025 10/2025
United Brokerage Services, Inc. Hiram GA 10/2025 Present
Previous Registrations
Other Businesses

THE A.U.T INITIATIVE INC POSITION: Founder NATURE: The A.U.T Initiative is non-profit organization that is dedicated to bridging the gap between marginalized communities and access to mental health services. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/04/2024 ADDRESS: 113 S. Perry St Suite 206, #10055, Lawrenceville GA 30046, United States DESCRIPTION: I am the co-founder of the A.U.T Initiative. Since inception, my duties/responsibilities are primarily management consulting of Day to Day operations and business strategy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-03
  • S66 Uniform Combined State Law Examination
    2017-04-03
Other Names
  • Ivan Magalit

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