Fernando Vivanco

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-02-12
CA	RA	APPROVED	2017-05-18

TX RA
APPROVED

Since 2018-02-12
CA RA
APPROVED

Since 2017-05-18

Branch Locations

737 University Ave, San Diego, CA 92103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	La Jolla	CA	02/2011	Present
Bank Of America, N.A.	La Jolla	CA	02/2011	Present

02/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

La Jolla, CA
02/2011 → Present

Bank Of America, N.A.

La Jolla, CA

Other Businesses

I*409577 For profit or not for profit: Entity For Profit Name of outside business organization: Fernando Vivanco Investment related: N Address of business: San Diego, California, 92101 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner","Treasurer"], Start date of relationship: 4/1/2010 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: producer, songwriter, singer, This is for personal music production and songwriting done as a hobby. I play different instruments, write songs and do covers. I post videos and music on streaming services such as YouTube, Apple Music, Spotify and Soundcloud.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-17

S66 Uniform Combined State Law Examination

2017-05-17