Sherry Song

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-09-21
FL	RA	APPROVED	2009-08-06

TX RA
APPROVED

Since 2009-09-21
FL RA
APPROVED

Since 2009-08-06

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	06/2006	Present
Bank Of America, N.A.	Jacksonville	FL	04/2016	Present

06/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
04/2016 → Present

Bank Of America, N.A.

Jacksonville, FL

Other Businesses

I*2049311, Entity Type Fiduciary, Name of OBA: Y J P Address: Jeffersonville, Pennsylvania, 19403 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01-May-2024 No Hours: 1 yearly No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-29
S63	Uniform Securities Agent State Law Examination	1998-12-23

S66 Uniform Combined State Law Examination

2009-07-29
S63 Uniform Securities Agent State Law Examination

1998-12-23

Other Names

Sherry Pak

View on SEC IAPD