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Lisa Sinclair Wilson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenville, SC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-06-09
  • SC RA
    APPROVED
    Since 2021-06-09

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Greenville SC 03/2007 05/2021
Wells Fargo Advisors Llc Spartanburg SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Spartanburg SC 11/2016 05/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 05/2021 Present
Bank Of America, N.A. Greenville SC 05/2021 Present
Previous Registrations
  • 2007-09-19 → 2021-05-19
    Wells Fargo Clearing Services, Llc
    Spartanburg, SC
    Minneapolis, MN
    Spartanburg, SC
    Charlotte, NC
    Greenville, SC
    Minneapolis, MN
    Tarpon Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-07
S63 Uniform Securities Agent State Law Examination 1999-03-31
  • S66 Uniform Combined State Law Examination
    2007-09-07
  • S63 Uniform Securities Agent State Law Examination
    1999-03-31
Other Names
  • Lisa Ann Sinclair
  • Lisa Ann Sinclair
  • Lisa Ann Wilson
  • Lisa Sinclair Wilson
  • Lisa S Wilson

View on SEC IAPD

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Other Investors

Benjamin Kenneth Clauss
Carter Wyatt McCrary
Joy Faith Jennings
TIMOTHY SHALER SMITH
Bradley James LaRue
John Landis
William Douglas Ellison
KENNETH E HICKS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
GOEPPER BURKHARDT LLC · GREENVILLE, SC
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT · GREENVILLE, SC

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