Best Investors
Account
Sign in
8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-05 |
Branch Locations
15233 Ventura Blvd #220, Sherman Oaks, CA 91403 • United States
8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sherman Oaks | CA | 09/2006 | Present |
| The Wealth Consulting Group | Sherman Oaks | CA | 06/2016 | Present |
(1) 06/13/2012 - JHM Wealth Management, Inc. - Non-Variable Insurance DBA - JHM Wealth Management, Inc. - INV REL - AT REPORTED BUSINESS LOCATION - Forming a S-Corporation in the name of: JHM Wealth Management, Inc. - This will be for all LPL activity and replaces: Clay, Malek & Northam Wealth Management. SELLING OUTSIDE FIXED INSURANCE - LIFE, HEALTH, LONG TERM CARE - 95% TIME SPENT (2) 04/19/2013 - NO BUSINESS NAME - Other-Lakers Season Ticket Holder - NOT INV REL - AT REPORTED BUSINESS LOCATION - We are 50% owners of Lakers Season Tickets with another couple. We cannot go to all the games so the unused games are posted on the Laker Website for Season Ticket Holders to sell their unused tickets. - 1% TIME SPENT (3) 05/13/2013 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - I'm establishing a relationship with a company that specializes in Health Insurance to refer existing clients that have a need for Health Insurance. This company will do the Health business & split commissions 35% with me. - 2% TIME SPENT (4) 05/13/2013 - Henry Norman - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - I am referring Non-Variable Life Ins business to a Life Ins Agent to meet with clients that have a need for Life Ins or need a review of their Life Ins. We will be splitting commissions either 60/40 or 50/50%. - 5% TIME SPENT (5) 06/15/2016 - WCG Wealth Advisors, LLC - Registered Investment Advisor DBA - JHM Wealth Management, Inc. - INV REL - START 06/01/2016 - 15233 Ventura Blvd, Suite #220, Sherman Oaks, CA 91403 - I'm the only IAR, currently with RIA Solutions Team pending approval - 160 HR/MO, 120 DURING SECS TRDG HRS (6) 06/15/2016 - WCG Wealth Advisors, LLC - Registered Investment Advisor Hybrid - INV REL - START 06/05/2016 - 15233 Ventura Blvd, Suite #220, Sherman Oaks, CA 91403 - 160 HR/MO, 120 DURING SECS TRDG HRS (7) 01/10/2024 - Riman Skin & Body Products - Non-Investment Related - Other - I may receive compensation from Riman, which is a Korean skin & body care line if I, friends and family buy their products - Started: 11/13/2023 - 2 Hrs/mo; 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-11 |
Reach out to this advisor