Jordan Allan

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-15

TX RA
APPROVED

Since 2024-04-15

Branch Locations

501 N Harvey Mitchell Parkway, Bryan, TX 77807 • United States

208 E Us Hwy 79, Franklin, TX 77856 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

1801 Rock Prairie Rd, College Station, TX 77845 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	The Woodlands	TX	12/2016	07/2021
Unemployed	Montgomery	TX	08/2016	12/2016
Ameriprise Financial Services, Llc	The Woodlands	TX	06/2021	04/2024
Wells Fargo Clearing Services, Llc	Tampa	FL	04/2024	Present

12/2016 → 07/2021

Wells Fargo Clearing Services, Llc

The Woodlands, TX
08/2016 → 12/2016

Unemployed

Montgomery, TX
06/2021 → 04/2024

Ameriprise Financial Services, Llc

The Woodlands, TX
04/2024 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Previous Registrations

2021-11-30 → 2024-04-18

Ameriprise Financial Services, Llc

The Woodlands, TX

Houston, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-29

S66 Uniform Combined State Law Examination

2021-11-29

Other Names

Jordan Allan
Jordan Damian Allan
Jordan D Allan

View on SEC IAPD