Joshua R Sokol

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-12-03
TX	RA	APPROVED	2018-01-02

CT RA
APPROVED

Since 2025-12-03
TX RA
APPROVED

Since 2018-01-02

Branch Locations

Hamilton, MA • United States

275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States

1700 W Park Dr Ste 100, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Emc	Hopkinton	MA	05/2016	11/2016
Ameriprise Financial Services, Inc.	Auburndale	MA	12/2016	03/2020
Ameriprise Financial Services, Llc	Auburndale	MA	03/2020	Present

05/2016 → 11/2016

Emc

Hopkinton, MA
12/2016 → 03/2020

Ameriprise Financial Services, Inc.

Auburndale, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Auburndale, MA

Other Businesses

Outside Employment; Net Flows LLC; Private Wealth Advisor at Ameriprise Financial. Same roles as before, working with clients through ongoing financial planning and asset management.; Manage advisory business; 275 Grove St, Suite 1W-305, Auburndale, MA, 02466; Investment-Related; 01/01/2026; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-14

S66 Uniform Combined State Law Examination

2017-02-14

Other Names

Joshua Sokol

View on SEC IAPD