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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-08 |
Branch Locations
1250 Wood Branch Park Dr Suite 600, Houston, TX 77079 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adaptive Asset Management | Houston | TX | 01/2017 | 05/2017 |
| Unemployed | Spring | TX | 05/2017 | 08/2017 |
| Unemployed | Spring | TX | 08/2016 | 12/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2017 | Present |
| Northwestern Mutual Investment Services Llc | Houston | TX | 08/2017 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2017 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-27 |
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