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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-15 |
Branch Locations
151 S. Rose Street 6Th Floor, Kalamazoo, MI 49004 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-06 |
| MI | RA | APPROVED | 2023-08-21 |
Branch Locations
151 S Rose St, Kalamazoo, MI 49007 • United States
Kalamazoo, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Kalamazoo | MI | 01/2014 | 08/2023 |
| Ameriprise Financial Services, Llc | Kalamazoo | MI | 08/2023 | Present |
| Fifth Third Securities | Kalamazoo | MI | 07/2026 | Present |
Real Estate Ownership; Lot/Land; 23 Mile Rd, Parcel 16, Marshall, MI, 49068; Not Investment-Related; 12/01/2023. Independent Insurance Brokering; Oceanview; 01/30/2024; Fixed Annuity. Outside Employment; Comerica; Comerica is using Ameriprise Financial as its broker dealer and clearinghouse.; Comerica is using Ameriprise Financial as its broker dealer and clearinghouse.; 151 S Rose St, 6th Fl, Kalamazoo, MI, 49068; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours. Other Business Activities; FO2; FO2 IS A CASH MANAGEMENT PLATFORM FOR CORPORATE AND INSTITUTIONAL CLIENTS.; 151 S ROSE ST, 6TH FL, KALAMAZOO, MI, 49007; Investment-Related; 11/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-15 |
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