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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-09 |
| TX | RA | APPROVED_RES | 2022-05-05 |
| CA | RA | APPROVED | 2018-07-18 |
Branch Locations
29899 Agoura Rd Ste 112, Agoura Hills, CA 91301 • United States
319 E Carrillo St Ste 107, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Logix Federal Credit Union | Burbank | CA | 07/2014 | 06/2017 |
| Axa Advisors, Llc | New York | NY | 03/2017 | 05/2018 |
| Ameriprise Financial Services, Inc | Woodland Hills | CA | 07/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Agoura Hills | CA | 03/2020 | Present |
Outside Employment; CrimsonCardinal LLC; Assoicate Financial Advisor - Providing advice to clients; Managing expenses and payroll for the Ameriprise practice.; 29899 Agoura Rd Suite 112, , Agoura Hills , CA, 91301; Not Investment-Related; 09/04/2018; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-08 |
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