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120 Father Duenas Avenue, Hagatna 96910 • Guam
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asc Trust, Llc | Hagatna | 01/2021 | 04/2024 | |
| Bg Investment Services, Inc. | Hagatna | 04/2024 | Present | |
| Unemployed | Tamuning | 03/2020 | 01/2021 | |
| Gesi | Tamuning | 10/2019 | 03/2020 | |
| Mai Market | Dededo | 03/2018 | 09/2019 | |
| New York Life | Pasadena | CA | 01/2014 | 12/2016 |
| Csu Los Angeles | Los Angeles | CA | 09/2012 | 06/2017 |
| Unemployed | Los Angeles | CA | 07/2017 | 02/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-11 |
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