Ross Joseph Douglas Gaddy

Employer firm

Strive Financial Group, LLC CRD 333298

$247M regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 01/2021
  Mass Mutual Life Insurance Company
  Indianapolis, IN
• 04/2017 → 01/2021
  Mml Investors Services, Llc
  Indianapolis, IN
• 01/2021 → Present
  Wellington Wealth Strategies
  Indianapolis, IN
• 02/2018 → 01/2021
  Mml Investor Services, Llc
  Indianapolis, IN
• 09/2024 → Present
  Strive Financial Group, Llc
  Indianapolis, IN

Previous Registrations

• 2021-01-08 → 2024-12-31
  Wellington Wealth Strategies, Llc
  Indianapolis, IN
• 2018-02-26 → 2021-01-05
  Mml Investors Services, Llc
  Indianapolis, IN

Other Businesses

Strive Financial Group, LLC; Investment Related; Indianapolis, IN; Insurance Agent; Fixed Insurance sales; Started 09/2024; Approximately 24 hours per month spent; Approximately 24 hours per month spent during securities trading hours. Wellington Wealth Strategies, LLC; Investment Related; Indianapolis, IN; Started 11/2019; Investment Advisor Representative; Provide investment advisory services; Will remain dually registered through the transition of business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-10
• S63 Uniform Securities Agent State Law Examination
  2017-05-04

Other Names

• Ross Gaddy
• Ross Gaddy