Best Investors Account Sign in

Colton L Tanner

Charles Schwab & Co., Inc.

Lone Tree, CO

Phoenix, AZ

CRD 6735490

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-10-29
  • CO RA
    APPROVED
    Since 2018-10-29

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 12/2016 Present
Coachup Indianapolis IN 05/2016 12/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-29
S63 Uniform Securities Agent State Law Examination 2017-04-26
  • S66 Uniform Combined State Law Examination
    2018-10-29
  • S63 Uniform Securities Agent State Law Examination
    2017-04-26

View on SEC IAPD

More in Lone Tree, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor