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William Casen Guge

Cetera Planning Partners

Leawood, KS

Greensboro, NC

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Current Employers
Cetera Planning Partners

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-22
  • NC RA
    APPROVED
    Since 2025-09-22

Branch Locations

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211 • United States

2010-D New Garden Road, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Cary NC 12/2016 02/2020
Td Bank Hendersonville NC 12/2015 11/2016
Fidelity Brokerage Services Llc Durham NC 03/2020 03/2022
Charles Schwab & Co., Inc. Cary NC 04/2022 09/2023
Charles Schwab Bank, Ssb Cary NC 04/2022 09/2023
Ameriprise Financial Services, Llc Greensboro NC 09/2023 08/2025
Cetera Planning Partners Greensboro NC 09/2025 Present
Previous Registrations
  • 2023-09-06 → 2025-08-27
    Ameriprise Financial Services, Llc
    Greensboro, NC
    Greenville, SC
    Durham, NC
  • 2022-04-25 → 2023-09-05
    Charles Schwab & Co., Inc.
    Chapel Hill, NC
    Cary, NC
  • 2020-03-31 → 2022-03-28
    Fidelity Personal And Workplace Advisors
    Durham, NC
  • 2017-03-01 → 2020-02-29
    Td Ameritrade, Inc.
    Cary, NC
  • 2017-03-01 → 2020-02-29
    Td Ameritrade Investment Management, Llc
    Cary, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-28
  • S66 Uniform Combined State Law Examination
    2017-02-28
Designations
Other Names
  • William Casen Guge
  • William Guge

View on SEC IAPD

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MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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